Regulation

Brokers warned over client money controls

The financial and insurance consultant Moore Stephens has published a warning to brokers and other intermediaries to check that their systems and controls covering the treatment of client money and meet the regulatory requirements laid down by the…

Bossanova with Brazil's new broom

Reinsurance is first to the punch again - in between running a corruption probe, trying to liberalise the market and settling into the job, the new head of the Reinsurance Institute of Brazil (IRB) takes time out to speak to Mairi Mallon

FSA takes action against 130 companies

The Financial Services Authority's work over the past year to maintain standards among smaller financial firms saw more than 130 firms take corrective action to the way they operate, a statement said today.

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