Enforcement action

The FSA is cracking down on financial crime, with Aon a recent high profile target of the regulator. Richard Burger examines what companies should do in advance of greater scrutiny by the regulator and other enforcement agencies

Countering the risk of authorised firms being used for financial crime remains at the heart of the Financial Services Authority's regulatory objectives.

Although the FSA has recently become more

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FCA stops potential ghost broker from trading

The Financial Conduct Authority has stopped Arthur Temlett, trading as Abacus Insurance Consultants, from carrying out any regulated activities, including acting as an insurance broker.

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